Regulation & Compliance
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Series 79 Exam Prep Package: Online
English Introductory
Prepare to pass the Series 79 Exam with 65 hours of online study materials cover...
65 Hours$349.00$349.00 -
Series 63 Exam Prep Package: Online
English Introductory
Prepare to pass the Series 63 Exam with 45 hours of online study materials cover...
45 Hours$149.00$149.00 -
Series 66 Exam Prep Package: Online
English Introductory
Prepare to pass the Series 66 Exam with 56 hours of online study materials cover...
56 Hours$185.00$185.00 -
Series 7 Exam Prep Package: Online
English Introductory
Prepare to pass the Series 7 Exam with 78 hours of online study materials coveri...
78 Hours$289.00$289.00 -
Data Governance in Financial Services & the Impact of Global Regul...
English Professional
Driven by the massive increase in the global regulatory environment, this is a c...
1 Day$1,019.00From $815.20
To $713.30
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Customer Protection Rule 15C3-3 - Online
English Professional
Learn how the three main purposes of the Rule 15C3-3 protect customer interests ...
5 Hours$449.00$449.00 -
Brokerage Operations Professional Certificate: Online
English Introductory
This course will provide you with the baseline knowledge of the entire trade lif...
20 Hours$1,299.00$1,299.00 -
Online Professional Certificate in Operations and Compliance
English Professional
Learn the latest developments in trade processing and systems that enable firms ...
72 Hours$1,800.00$1,800.00 -
Dodd-Frank Act
English Introductory
This course provides the key information about the financial reforms that are co...
1 Hours$50.00$50.00 -
Trading Index Options
English Introductory
Learn the ins and outs of index option trading with both cash and margin account...
1 Hours$89.00$89.00 -
Cash Account Option Transactions
English Professional
Learn about trading long and short options in cash accounts....
1 Hours$89.00$89.00 -
International Operations
English Introductory
Illustrate the developments in brokerage operations outside the US and in emergi...
1 Hours$89.00$89.00