Regulation & Compliance
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Sale
Series 79 Exam Prep Package: Online
English Introductory
Prepare to pass the Series 79 Exam with 65 hours of online study materials cover...
65 Hours$349.00 $279.20Special Price $279.20 Regular Price $349.00 -
Sale
Series 63 Exam Prep Package: Online
English Introductory
Prepare to pass the Series 63 Exam with 45 hours of online study materials cover...
45 Hours$149.00 $119.20Special Price $119.20 Regular Price $149.00 -
Sale
Series 66 Exam Prep Package: Online
English Introductory
Prepare to pass the Series 66 Exam with 56 hours of online study materials cover...
56 Hours$185.00 $148.00Special Price $148.00 Regular Price $185.00 -
Sale
Series 7 Exam Prep Package: Online
English Introductory
Prepare to pass the Series 7 Exam with 78 hours of online study materials coveri...
78 Hours$289.00 $231.20Special Price $231.20 Regular Price $289.00 -
Sale
Data Governance in Financial Services & the Impact of Global Regul...
English Professional
Driven by the massive increase in the global regulatory environment, this is a c...
1 Day$1,090.00 $872.00From $697.60 Regular Price $872.00
To $610.40 Regular Price $763.00
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Sale
Customer Protection Rule 15C3-3 - Online
English Professional
Learn how the three main purposes of the Rule 15C3-3 protect customer interests ...
5 Hours$490.00 $392.00Special Price $392.00 Regular Price $490.00 -
Sale
Brokerage Operations Professional Certificate: Online
English Introductory
This course will provide you with the baseline knowledge of the entire trade lif...
20 Hours$1,390.00 $1,112.00Special Price $1,112.00 Regular Price $1,390.00 -
Sale
Online Professional Certificate in Operations and Compliance
English Professional
Learn the latest developments in trade processing and systems that enable firms ...
72 Hours$1,990.00 $1,592.00Special Price $1,592.00 Regular Price $1,990.00 -
Sale
Dodd-Frank Act
English Introductory
This course provides the key information about the financial reforms that are co...
1 Hours$59.00 $47.20Special Price $47.20 Regular Price $59.00 -
Sale
Trading Index Options
English Introductory
Learn the ins and outs of index option trading with both cash and margin account...
1 Hours$99.00 $79.20Special Price $79.20 Regular Price $99.00 -
Sale
Cash Account Option Transactions
English Professional
Learn about trading long and short options in cash accounts....
1 Hours$99.00 $79.20Special Price $79.20 Regular Price $99.00 -
Sale
International Operations
English Introductory
Illustrate the developments in brokerage operations outside the US and in emergi...
1 Hours$99.00 $79.20Special Price $79.20 Regular Price $99.00