Series 63 Exam Prep Package: Online
Passing the Series 63 exam allows an individual to represent a broker dealer and to receive transaction-based compensation. While acting as an agent for a broker dealer you may receive commissions for executing orders for clients. The Series 63 Exam Prep package is presented by the Securities Institute of America, Inc., and the New York Institute of Finance.
This online, self-study package comprises 45 hours of premium exam prep content including:
- 180 days of instant access.
- 4+ hours of video training that covers the exam prep manual chapter by chapter to ensure comprehension.
- 215-page exam prep textbook and eBook.
- Unlimited simulated exams and topic-focused practice exams with over 800 randomized questions.
- Plus, comprehensive question and exam reports, checkpoint exams, greenlight exams, exam plan personal study calendar, online tools and cheat sheets, test tip videos, and phone, email, and chat support.
Prerequisite knowledge:
- None.
Corequisite:
- You must pass the Securities Industry Essentials exam and a related top off exam. You may take either exam first. You do not need to be sponsored to take the 63 or SIE exam. In addition, you will be required to pass either the Series 7 exam, Series 6, or Series 79.
Note: After you’ve purchased the Series 63 Exam Prep Package on NYIF.com, you'll receive your login details and access instructions from sales@securitiesce.com within 1 business day. This course will be administered on the Securities Institute's learning management portal. If you have selected Pay by Invoice, you will receive login details once NYIF has received your payment.
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To make it even easier to learn, you can finance your program through Affirm.
Loans offered through Affirm are available in the U.S. and Canada.
Duration : 1.5 Hours
- The Securities Act of 1933, The Securities Exchange Act of 1934, The Uniform Securities Act, Insider Trading Act, The Uniform Investors Act of 1994 and more
Duration : 1.5 Hours
- Escheatment, offers, sales, form ADV, securities and non-securities, futures and forwards form ADV and more
Duration : 2.5 Hours
- State and federal registration of broker dealers and investment advisers, capital requirements for broker dealers and investment advisers, consent to service of process state fees and applications, rush orders and more
Duration : 2.5 Hours
- Inter and intra state offerings, private placements and exempt transactions, Rule 144, 144A, 147, Regulation S offerings, Notice filing and more
Duration : 2.5 Hours
- The powers and duties of the state securities administrator, the use and application of the Uniform Securities Act, stop orders, summary orders, cease and desist orders and more
Duration : 15 Hours
Duaration : 20 Hours