Risk Regulation: The Dodd-Frank Act
This course is a comprehensive review of the objectives and regulations of the Dodd-Frank Act. The impact of the act on financial intermediaries, financial markets and instruments is covered in detail.
Prerequisite knowledge:
- Knowledge of financial markets.
Module 1: Introduction to the Act
- History of Dodd-Frank
- Overview of the Law
Module 2
- Role of Regulators
- History of Dodd-Frank Regulations
Module 1
- Consumer Protections
- Ending Too Big To Fail
- Living Will
- Collateral Requirements
- Derivatives Reporting Requirements
- Position Limits
Module 2
- Federal Bank Supervision
- Executive Compensation
- Credit Rating Agencies
- Business Conduct Verification
- Advanced Warning
- Transparency and Accountability for Exotic Instruments
- Minerals From Specified Sources
- CVA