Brokerage Operations Processing: Purchase and Sales

ITEM RGCO0244

Self Paced Course

Available Now
Online

$89.00

Online (Self-paced)

1 Hours

English

Introductory

Virtual Series Course

Available Now
Virtual (Part-Time)

$89.00

Online (Self-paced)

1 Hours

English

Introductory

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Brokerage Operations Processing: Purchase and Sales

This module provides an overview of the duties of the Purchase and Sales Department in five areas: Recording, Figuration, Comparison and reconcilement, Confirmation and Booking. This course replicates the content from module 3 of Fundamentals of Brokerage Operations.

CPE Credits: 1

Program Details (NASBA) View

Program Level	Basic
Prerequisites	This course has no prerequisites
Advance Preparation	No advance preparation required
Recent Revision Date	October 7, 2014
Instructional Delivery Method	QAS Self Study
Field of Study	Management Advisory Services

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Curriculum

What you'll learn

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Duration : 1 hour

Recordation and Figuration
Calculating bond trades
Comparison
Trade-for-trade vs. systematized

Brokerage Operations Processing: Purchase and Sales

Please complete this form and a NYIF Career Advisor will assist you.

Please fill in the field.

Please complete this form and a NYIF Career Advisor will assist you.

Please fill in the field.

Please complete this form and a NYIF Career Advisor will assist you.

Please fill in the field.

Please complete this form and a NYIF Career Advisor will assist you.

Please fill in a valid email and phone number.

Select preferred contact method

Please fill in the field.

Where Wall Street Goes to SchoolTM!

Please select a time and date from the calendar to book a 15-minute call with a NYIF Career Advisor.

You can also reach us on +1 347 842 2501 or marketing@nyif.com

Something went wrong, please try again later!

Brokerage Operations Processing: Purchase and Sales

Learn now pay later with

Easy monthly payments

Flexible payments

Module 1: Back Office: Purchase and Sales