Online Professional Certificate in Management and Leadership

Our Online Professional Certificate in Management and Leadership is ideal for those interested in management and leadership training. Participants will establish a solid foundation of leadership competencies that can be used in today’s as well as tomorrow’s workplace.

Obtain the prestigious New York Institute of Finance Professional Certificate to help you meet your professional and personal goals. The Professional Certificate Programs are comprehensive in scope and offer you a wide variety of courses to choose from. In addition, you will receive CPE credits to insure you are keeping up to date with your professional requirements.

All courses must be completed within one year with a score of at least 70% in each module.


This course is designed for adult learners who find a need for professional leadership and management skills.
Students will be able to:
  • Define leadership and explain its importance
  • Discuss some of the better-known leadership theories (Fiedler's contingency theory; Path-goal theory; Vroom-Yetton-Jago theory)
  • Distinguish leadership from management and administration
  • Explain the role of ethics in leadership
  • Discuss the positives and negatives surrounding charismatic leadership
  • Recognize the importance of training, learning, and role-playing in leadership
  • Discuss the seven bases for leadership
  • Explain why formal authority alone does not guarantee leadership
  • Discuss the nine key qualities for leadership
  • Identify the five central skills needed for effective leadership and explain ways to strengthen or develop those skills in a leader
  • Identify the major sources of work-life balance conflict
  • Discuss the myths about work-life balance – including the 'make time later,' division of labor, and 'quality time' myths
  • Recognize ways to maintain work-life balance
  • List and identify the key characteristics and types of teams
  • Recognize the benefits and challenges of empowered teams that leaders need to be aware of
  • Distinguish between managerial coaching, executive coaching, and personal coaching
  • Explain the SMART technique of goal setting
  • Explain the three general management styles (authoritarian, participative, and empowerment) and their respective uses
  • Understand the roles of individual contributors and managers and how they differ
  • Explain how a GEM (goals, empowerment, measurement) approach to managing works in practice
  • Employ the key principles of time management (organization, prioritization, planning)
  • Adopt the appropriate mechanism for effective governance
  • Adhere to sound principles of direction and management
  • Discuss the autocratic (ODS-A), participative (ODS-P) and empowering (GEM) management styles and their application
  • Discuss Katzenbach's Five Motivational Paths and how they apply to new ventures
Estimated Completion Time: 65 Hours
Introduction to Leadership
Topics Covered:
  • Define leadership and explain its importance
  • Discuss some of the better-known leadership theories (Fiedler's contingency theory; Path-goal theory; Vroom-Yetton-Jago theory)
  • Distinguish leadership from management and administration
  • Explain the role of ethics in leadership
  • Discuss the positives and negatives surrounding charismatic leadership
  • Recognize the importance of training, learning, and role-playing in leadership
  • Discuss the seven bases for leadership
  • Explain why formal authority alone does not guarantee leadership
  • Discuss the nine key qualities for leadership
  • Identify the five central skills needed for effective leadership and explain ways to strengthen or develop those skills in a leader
Estimated time to complete: 6-8 hours

    Successful Completion Requirement for IACET CEU: Learners must achieve an average test score of at least 70% to meet the minimum successful completion requirement and qualify to receive IACET CEU credit. Learners will have three attempts at all graded assessments.

Leaders and Work-Life Balance
Topics Covered:
  • Identify the major sources of work-life balance conflict
  • Discuss the myths about work-life balance - including the
  • Identify strategies to achieve balance, including balancing by week, over a year, and via a short career
  • Recognize ways to maintain work-life balance
  • Examine what defines personal fulfillment
  • Identify those significant elements that play a role in a leader's life
  • Identify nine ways of viewing life's choices
  • Develop and complete a Personal Work-Life Balance Plan
Estimated time to complete: 3-5 hours

    Successful Completion Requirement for IACET CEU: Learners must achieve an average test score of at least 70% to meet the minimum successful completion requirement and qualify to receive IACET CEU credit. Learners will have three attempts at all graded assessments.

Leading and Managing Change
Topics Covered:
  • Discuss organizational change and the forms it can take
  • Describe Kotter's Eight Step Process recommended for implementing change successfully
  • Outline Lewin's model of change and discuss its limitations
  • Identify the factors a leader or manager can employ to promote change
  • Discuss the underpinnings of resistance to change and how to overcome it
  • Describe the five-step ADKAR model for change management
  • Discuss the three steps of the Cisco Change Roadmap
  • Understand strategic change and mastering a changing environment
Estimated time to complete: 3-5 hours

    Successful Completion Requirement for IACET CEU: Learners must achieve an average test score of at least 70% to meet the minimum successful completion requirement and qualify to receive IACET CEU credit. Learners will have three attempts at all graded assessments.

Leading Teams
Topics Covered:
  • List and identify the key characteristics and types of teams
  • Recognize the benefits and challenges of empowered teams that leaders need to be aware of
  • Identify differences in the primary and secondary roles filled by empowered teams and team leaders
  • Recognize the key sources of motivation for empowered teams
  • Explain Tuckman's model of team development
  • Recognize the key qualities and skills of a team leader
  • State the value of using the
  • Recognize and apply suggested approaches for managing conflict in teams
  • Discuss the different approaches needed for leading virtual teams
Estimated time to complete: 3-5 hours

    Successful Completion Requirement for IACET CEU: Learners must achieve an average test score of at least 70% to meet the minimum successful completion requirement and qualify to receive IACET CEU credit. Learners will have three attempts at all graded assessments.

Business Ethics in the 21st Century
Topics Covered:
  • Describe the major ethical frameworks used in developing business ethics
  • Explain the three components of the Ethical Triangle: Individual Ethics, Leadership Ethics, and Governance and Control
  • Discuss key ethical challenges in the workplace
  • Describe the use of organizational ethics codes
  • Outline the ethical issues involved in the employer-employee relationship including Employment at Will, due process and fairness
  • Discuss the use of ethics training
  • Explain how organizations monitor ethical performance
  • Describe the relationship between Corporate Social Responsibility (CSR) and ethics
  • Outline issues involving corporate governance
  • Explain how sustainability is an ethical concern
  • Discuss ethics and the regulatory environment (Sarbanes-Oxley Act; U.S. Foreign Corrupt Practices Act)
  • Explain the issues around whistleblowing
  • Describe the role of leadership in establishing an ethical culture
Estimated time to complete: 10 hours

    Successful Completion Requirement for IACET CEU: Learners must achieve an average test score of at least 70% to meet the minimum successful completion requirement and qualify to receive IACET CEU credit. Learners will have three attempts at all graded assessments.

Effective Negotiations
Topics Covered:
  • Define what negotiation is
  • Explain the differences between principled negotiation, distributive negotiation, integrative negotiation and mixed motive negotiation
  • Discuss what BATNA is and why it is important within the context of a negotiation
  • Describe the concepts of reservation price and ZOPA, as well as how they relate to one another in a negotiation
  • Describe the steps that should be taken to plan for a negotiation
  • Explain the ways that power can be used in a negotiation, and how power can be gained from different sources
  • Identify different behaviors which can pose challenges to a negotiation and may cause impasses
  • Apply the concepts of negotiation to two real-world scenarios
Estimated time to complete: 3-5 hours

    Successful Completion Requirement for IACET CEU: Learners must achieve an average test score of at least 70% to meet the minimum successful completion requirement and qualify to receive IACET CEU credit. Learners will have three attempts at all graded assessments.

Handling Difficult Employee Behavior
Topics Covered:
  • Discuss the importance of addressing difficult employee behavior
  • Describe a six-step model for handling conversations about difficult behaviors
  • Apply practical tips for handling conversations about difficult behaviors
  • Recognize the common 12 difficult employee behavioral types
  • Describe the 12 difficult behaviors, their causes and motivations, and their consequences
  • Outline best practices for handling the 12 difficult behaviors
  • Apply best practices to workplace scenarios involving the 12 behavioral types
Estimated time to complete: 10 hours

    Successful Completion Requirement for IACET CEU: Learners must achieve an average test score of at least 70% to meet the minimum successful completion requirement and qualify to receive IACET CEU credit. Learners will have three attempts at all graded assessments.

How to Coach
Topics Covered:
  • Explain how coaching employees is a vital part of managing in any organization
  • Distinguish between managerial coaching, executive coaching, and personal coaching
  • Identify the triggers for coaching and recognize characteristics of coachability
  • Describe the five-step coaching process
  • Explain the SMART technique of goal setting
  • Explain the use of the USED and GROW models in coaching
  • Discuss the monitoring and follow-up coaching process
  • Explain the differences between mentoring and coaching
Estimated time to complete: 3-5 hours

    Successful Completion Requirement for IACET CEU: Learners must achieve an average test score of at least 70% to meet the minimum successful completion requirement and qualify to receive IACET CEU credit. Learners will have three attempts at all graded assessments.

Managing in a Modern Organization
Topics Covered:
  • Define the role of management and managers in an organization
  • Distinguish between management, leadership, and administration in theory and in practice
  • Explain the three general management styles (authoritarian, participative, and empowerment) and their respective uses
  • Identify your views on hierarchy and management
  • Understand the roles of individual contributors and managers and how they differ
  • Identify your own approach toward managing (including personal effectiveness and enjoyment)
Estimated time to complete: 3-5 hours

    Successful Completion Requirement for IACET CEU: Learners must achieve an average test score of at least 70% to meet the minimum successful completion requirement and qualify to receive IACET CEU credit. Learners will have three attempts at all graded assessments.

Managing People
Topics Covered:
  • Understand your own attitudes toward empowering management
  • Explain how a GEM (goals, empowerment, measurement) approach to managing works in practice
  • Describe the major organizational structures and the differences between them
  • Explain the different factors that motivate workers and how a manager can use them to improve employee performance
  • Discuss the challenges of discipline and how a manager should deal with such situations
  • Identify the defining characteristics, benefits, and unique challenges of empowered teams
Estimated time to complete: 3-5 hours

    Successful Completion Requirement for IACET CEU: Learners must achieve an average test score of at least 70% to meet the minimum successful completion requirement and qualify to receive IACET CEU credit. Learners will have three attempts at all graded assessments.

Time Management
Topics Covered:
  • State the key outcomes and goals of effective time management
  • Assess your attitudes about your relationship to time and time management
  • Employ a time log in ascertaining how you spend your time
  • Recognize the common causes of procrastination and identify ways to eliminate your own procrastination
  • List the key attributes of effective (SMART) goals and recognize the importance of establishing personal and professional goals
  • Identify the key principles of time management (organization, prioritization, and planning) and some common methods for prioritizing tasks (ABC Method and the Eisenhower Method)
  • Identify the value and purpose of common time management tools, including scheduling systems (activity logs, action plans, to do lists)
  • Differentiate key characteristics of Action Plans and Task Lists
  • Identify the steps in the delegation process and recognize guidelines for appropriate task delegation
  • Identify strategies for handling daily tasks and distractions, such as e-mail, phone calls, and other interruptions
  • List the guidelines for planning effective meetings
Estimated time to complete: 3-5 hours

    Successful Completion Requirement for IACET CEU: Learners must achieve an average test score of at least 70% to meet the minimum successful completion requirement and qualify to receive IACET CEU credit. Learners will have three attempts at all graded assessments.

Leadership and Management for Entrepreneurs - Online
Topics Covered:
  • Describe the managerial roles played by an entrepreneur
  • Outline the five key managerial activities
  • Describe self-management techniques for managing time and organizing, planning, and prioritizing
  • Discuss the autocratic (ODS-A), participative (ODS-P) and empowering (GEM) management styles and their application
  • Describe the process for staffing an entrepreneurial venture
  • Discuss Katzenbach's Five Motivational Paths and how they apply to new ventures
  • Describe the process for coaching employees
  • Outline the USED Model for training employees
  • iscuss the importance of active listening when communicating with employees
Estimated time to complete: 5 hours

    Successful Completion Requirement for IACET CEU: Learners must achieve an average test score of at least 70% to meet the minimum successful completion requirement and qualify to receive IACET CEU credit. Learners will have three attempts at all graded assessments.

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