Dodd-Frank's Immediate Impacts to Your Firm's Business Practices - Virtual

Join Seth Bender as he highlights the various requirements under Title VII of the Dodd-Frank Act that take effect in the first half of 2013. These requirements, that include reporting swaps to a registered data repository, clearing of certain credit and rates OTC derivatives, and the application of business conduct standards will effect more OTD market participants in the coming year.

Take this class without ever leaving the office via our Virtual Classroom (Virtual NYIF). Accessible from any internet connected computer - regardless of where you are geographically. All you need is an internet connection, a browser and speakers or audio headphones!

No sessions currently available. Contact client services to get the next available date.
CPE CREDITS
1
This course is directed towards finance professionals, bankers, compliance and audit staff, CPAs, hedge fund managers, and others interested in the application of derivatives trading requirements under the Dodd-Frank Act.
No advance preparation required.
Students will be able to:
  • Understand the practical implications of the Dodd-Frank Act/s swap provisions that take effect in the first half of 2013.
  • Dodd-Frank Act - Online
  • OTC Derivatives: Forming Bilateral Trading Relationships and Pending Requirements for Central Clearing and Registration under Dodd-Frank - Virtual Recording
  • Dodd-Frank: The Latest Developments with US Regulatory Reforms - Virtual
    • The Dodd-Frank Act and Requirements for Central Clearing
    Registering as a trading entity
    • Who must register?
    • Difference between U.S. and Non-U.S. registrants
    • Documents required to register

    Reporting to a repository

    • Real-time, regulatory and historical reporting
    • Timelines based on product category and type of participant

    Clearing standardized trades

    • Product scope
    • Counterparty scope and timelines
    • Clearinghouse landscape
    • Clearing options - self clearing or use of clearing intermediary

    Business conduct standards

    • Pre and post trade requirements applicable to your onboarding, sales and trading teams
    • Identifying industry standard solutions designed to help satisfy exxternal business conduct standards
    • Timelines

                          Powered by Virtual NYIF