Course Category

• Accounting & Tax
• Alternative Investments
• CFA/CMT/FRM Exam Prep
• Core Financial Concepts
• Corporate Finance
• Credit Risk
• Cursos en Español
• Derivatives
• Financial Modeling
• Fixed Income
• Foreign Exchange
• Investment & Portfolio Management
• Mergers & Acquisitions
• Operations, Regulation & Compliance
• Professional Skills
• Professional Certificate Programs
• Project Finance
• Risk Management
• Special Programs
• Structured Products
• Technical Analysis
• Trading
• Wealth Management

Operations, Regulation & Compliance - eLearning

The ability to settle transactions accurately and efficiently has become crucial. Experienced operations personnel command the latest developments in trade processing and systems enjoy a premium pay scale. Our courses offer straight-through processing, equity and fixed income clearance, foreign exchange processing, and technology for the financial services industry.

Highlighted Course

The Dodd-Frank Wall Street Reforms and Consumer Protection Act, commonly known as the Dodd-Frank Act, is as outcome of the recent financial crises in the United States. Learn more!

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