Operations & Compliance
The ability to settle transactions accurately and efficiently has become crucial. Experienced operations personnel command the latest developments in trade processing and systems enjoy a premium pay scale. Our courses offer straight-through processing, equity and fixed income clearance, foreign exchange processing, and technology for the financial services industry.
Highlighted Course
Overview of Global Securities ServicesThis one-day program presents an overview of the global security trade flow and the participants involved in executing, booking, clearing and settling a global transaction. The program explores the interaction of the participants, their functions and how they accomplish their functions including transmission of instructions and information, matching trade data and reporting settled and open trades. Learn more!
Suggested Courses
Customer Protection Rule 15c3-3Brokerage Operations - Evening
 |  |  |  |  |  |
 | |||||